Method and apparatus for performing random access procedure with data transmission in wireless communication system

ABSTRACT

The present invention relates to a method of performing a Random Access (RA) procedure in a user equipment (UE) in a wireless communication system. Especially, the method includes the steps of configuring at least one first bandwidth part (BWP) on which the RA procedure is performed for transmitting data in a Radio Resource Control (RRC) INACTIVE state; configuring a second BWP on which the RA procedure is performed for shifting to a RRC CONNECTED state from the RRC INACTIVE state; performing the RA procedure on the at least one first BWP when the UE determines to transmit the data in the RRC INACTIVE state; and performing the RA procedure on the second BWP when the UE determines to shift to the RRC CONNECTED state from the RRC INACTIVE state.

TECHNICAL FIELD

The present invention relates to a wireless communication system, andmore particularly, to a method for performing a random access (RA)procedure with data transmission in a wireless communication system andan apparatus therefor.

BACKGROUND ART

Introduction of new radio communication technologies has led toincreases in the number of user equipments (UEs) to which a base station(BS) provides services in a prescribed resource region, and has also ledto increases in the amount of data and control information that the BStransmits to the UEs. Due to typically limited resources available tothe BS for communication with the UE(s), new techniques are needed bywhich the BS utilizes the limited radio resources to efficientlyreceive/transmit uplink/downlink data and/or uplink/downlink controlinformation. In particular, overcoming delay or latency has become animportant challenge in applications whose performance critically dependson delay/latency

DISCLOSURE Technical Problem

Accordingly, an object of the present invention is to provide a methodfor performing a random access (RA) procedure with data transmission ina wireless communication system and an apparatus therefor.

Technical Solution

The object of the present invention can be achieved by the method forperforming a Random Access (RA) procedure by a user equipment (UE) in awireless communication system, comprising the steps of configuring atleast one first bandwidth part (BWP) on which the RA procedure isperformed for transmitting data in a Radio Resource Control (RRC)INACTIVE state; configuring a second BWP on which the RA procedure isperformed for shifting to a RRC CONNECTED state from the RRC INACTIVEstate; performing the RA procedure on the at least one first BWP whenthe UE determines to transmit the data in the RRC INACTIVE state; andperforming the RA procedure on the second BWP when the UE determines toshift to the RRC CONNECTED state from the RRC INACTIVE state.

Further, it is suggested a user equipment (UE) in a wirelesscommunication system, the UE comprising: at least one transceiver; atleast one processor; and at least one computer memory operablyconnectable to the at least one processor and storing instructions that,when executed, cause the at least one processor to perform operationscomprising: configuring at least one first bandwidth part (BWP) on whicha random access (RA) procedure is performed for transmitting data in aRadio Resource Control (RRC) INACTIVE state; configuring a second BWP onwhich the RA procedure is performed for shifting to a RRC CONNECTEDstate from the RRC INACTIVE state; performing the RA procedure on the atleast one first BWP when the UE determines to transmit the data in theRRC INACTIVE state; and performing the RA procedure on the second BWPwhen the UE determines to shift to the RRC CONNECTED state from the RRCINACTIVE state.

Preferably, configuring the at least one first BWP comprises configuringa plurality of first BWPs on which the RA procedure is performed fortransmitting data in a RRC INACTIVE state. More preferably, performingthe RA procedure on the at least one first BWP comprises selecting oneof the plurality of first BWPs; and performing the RA procedure on theselected first BWP.

Preferably, the UE may determines whether the data is to be transmittedin the RRC INACTIVE state or the RRC CONNECTED state based on at leastone of an amount of the data, transmission reliability to be requiredfor the data and transmission delay to be required for the data.Preferably, performing the RA procedure on the at least one first BWPcomprises transmitting a RA preamble and the data on the at least onefirst BWP in the RRC INACTIVE state.

Preferably, performing the RA procedure on the second BWP comprisestransmitting a RA preamble on the second BWP for shifting to the RRCCONNECTED state from the RRC INACTIVE state; and transmitting the datain the RRC CONNECTED state.

Further, it is also suggested the method for performing a datatransmission in a user equipment (UE) in a wireless communicationsystem, the method comprises: configuring at least one first bandwidthpart (BWP) on which the data transmission is performed in a RadioResource Control (RRC) INACTIVE state; configuring a second BWP on whicha RA procedure is performed for shifting to a RRC CONNECTED state fromthe RRC INACTIVE state; performing the data transmission on the at leastone first BWP when the UE determines to transmit the data in the RRCINACTIVE state; and performing the RA procedure on the second BWP whenthe UE determines to shift to the RRC CONNECTED state from the RRCINACTIVE state.

Advantageous Effects

According to the aforementioned embodiments of the present invention, asthe different BWPs are used for RA procedure for data transmission andRA procedure for making RRC connection, the collision between differentpurpose RA procedures can be avoided, and thus more reliable datatransmission can be achieved in the RRC_INACTIVE state. In addition, thelarger bandwidth BWP can be configured for the RA procedure for datatransmission compared to the BWP configured for the RA procedure formaking RRC connection, and thus larger size data can be transmitted inthe RRC_INACTIVE state.

Effects obtainable from the present invention may be non-limited by theabove mentioned effect. And, other unmentioned effects can be clearlyunderstood from the following description by those having ordinary skillin the technical field to which the present invention pertains.

DESCRIPTION OF DRAWINGS

The accompanying drawings, which are included to provide a furtherunderstanding of the invention, illustrate embodiments of the inventionand together with the description serve to explain the principle of theinvention:

FIG. 1 illustrates an example of a communication system 1 to whichimplementations of the present disclosure is applied;

FIG. 2 is a block diagram illustrating examples of communication deviceswhich can perform a method according to the present disclosure;

FIG. 3 illustrates another example of a wireless device which canperform implementations of the present invention;

FIG. 4 illustrates an example of protocol stacks in a third generationpartnership project (3GPP) based wireless communication system;

FIG. 5 illustrates an example of a frame structure in a 3GPP basedwireless communication system;

FIG. 6 illustrates a data flow example in the 3GPP new radio (NR)system;

FIG. 7 illustrates an example of PDSCH time domain resource allocationby PDCCH, and an example of PUSCH time resource allocation by PDCCH;

FIG. 8 illustrates an example of physical layer processing at atransmitting side;

FIG. 9 illustrates an example of physical layer processing at areceiving side.

FIG. 10 illustrates operations of the wireless devices based on theimplementations of the present disclosure;

FIG. 11 and FIG. 12 show examples of a random access procedure supportedby the NR system; and

FIG. 13 shows an example of performing a RA procedure according to thepresent disclosure.

BEST MODE

Reference will now be made in detail to the exemplary implementations ofthe present disclosure, examples of which are illustrated in theaccompanying drawings. The detailed description, which will be givenbelow with reference to the accompanying drawings, is intended toexplain exemplary implementations of the present disclosure, rather thanto show the only implementations that can be implemented according tothe disclosure. The following detailed description includes specificdetails in order to provide a thorough understanding of the presentdisclosure. However, it will be apparent to those skilled in the artthat the present disclosure may be practiced without such specificdetails.

The following techniques, apparatuses, and systems may be applied to avariety of wireless multiple access systems. Examples of the multipleaccess systems include a code division multiple access (CDMA) system, afrequency division multiple access (FDMA) system, a time divisionmultiple access (TDMA) system, an orthogonal frequency division multipleaccess (OFDMA) system, a single carrier frequency division multipleaccess (SC-FDMA) system, and a multicarrier frequency division multipleaccess (MC-FDMA) system. CDMA may be embodied through radio technologysuch as universal terrestrial radio access (UTRA) or CDMA2000. TDMA maybe embodied through radio technology such as global system for mobilecommunications (GSM), general packet radio service (GPRS), or enhanceddata rates for GSM evolution (EDGE). OFDMA may be embodied through radiotechnology such as institute of electrical and electronics engineers(IEEE) 802.11 (Wi-Fi), IEEE 802.16 (WiMAX), IEEE 802.20, or evolved UTRA(E-UTRA). UTRA is a part of a universal mobile telecommunications system(UMTS). 3rd generation partnership project (3GPP) long term evolution(LTE) is a part of evolved UMTS (E-UMTS) using E-UTRA. 3GPP LTE employsOFDMA in DL and SC-FDMA in UL. LTE-advanced (LTE-A) is an evolvedversion of 3GPP LTE.

For convenience of description, implementations of the presentdisclosure are mainly described in regards to a 3GPP based wirelesscommunication system. However, the technical features of the presentdisclosure are not limited thereto. For example, although the followingdetailed description is given based on a mobile communication systemcorresponding to a 3GPP based wireless communication system, aspects ofthe present disclosure that are not limited to 3GPP based wirelesscommunication system are applicable to other mobile communicationsystems. For terms and technologies which are not specifically describedamong the terms of and technologies employed in the present disclosure,the wireless communication standard documents published before thepresent disclosure may be referenced. For example, the followingdocuments may be referenced.

3GPP LTE

3GPP TS 36.211: Physical channels and modulation

3GPP TS 36.212: Multiplexing and channel coding

3GPP TS 36.213: Physical layer procedures

3GPP TS 36.214: Physical layer; Measurements

3GPP TS 36.300: Overall description

3GPP TS 36.304: User Equipment (UE) procedures in idle mode

3GPP TS 36.314: Layer 2—Measurements

3GPP TS 36.321: Medium Access Control (MAC) protocol

3GPP TS 36.322: Radio Link Control (RLC) protocol

3GPP TS 36.323: Packet Data Convergence Protocol (PDCP)

3GPP TS 36.331: Radio Resource Control (RRC) protocol

3GPP NR (e.g. 5G)

3GPP TS 38.211: Physical channels and modulation

3GPP TS 38.212: Multiplexing and channel coding

3GPP TS 38.213: Physical layer procedures for control

3GPP TS 38.214: Physical layer procedures for data

3GPP TS 38.215: Physical layer measurements

3GPP TS 38.300: Overall description

3GPP TS 38.304: User Equipment (UE) procedures in idle mode and in RRCinactive state

3GPP TS 38.321: Medium Access Control (MAC) protocol

3GPP TS 38.322: Radio Link Control (RLC) protocol

3GPP TS 38.323: Packet Data Convergence Protocol (PDCP)

3GPP TS 38.331: Radio Resource Control (RRC) protocol

3GPP TS 37.324: Service Data Adaptation Protocol (SDAP)

3GPP TS 37.340: Multi-connectivity; Overall description

In the present disclosure, a user equipment (UE) may be a fixed ormobile device. Examples of the UE include various devices that transmitand receive user data and/or various kinds of control information to andfrom a base station (BS). In the present disclosure, a BS generallyrefers to a fixed station that performs communication with a UE and/oranother BS, and exchanges various kinds of data and control informationwith the UE and another BS. The BS may be referred to as an advancedbase station (ABS), a node-B (NB), an evolved node-B (eNB), a basetransceiver system (BTS), an access point (AP), a processing server(PS), etc. Especially, a BS of the UMTS is referred to as a NB, a BS ofthe enhanced packet core (EPC)/long term evolution (LTE) system isreferred to as an eNB, and a BS of the new radio (NR) system is referredto as a gNB.

In the present disclosure, a node refers to a point capable oftransmitting/receiving a radio signal through communication with a UE.Various types of BSs may be used as nodes irrespective of the termsthereof. For example, a BS, a node B (NB), an e-node B (eNB), apico-cell eNB (PeNB), a home eNB (HeNB), a relay, a repeater, etc. maybe a node. In addition, the node may not be a BS. For example, the nodemay be a radio remote head (RRH) or a radio remote unit (RRU). The RRHor RRU generally has a lower power level than a power level of a BS.Since the RRH or RRU (hereinafter, RRH/RRU) is generally connected tothe BS through a dedicated line such as an optical cable, cooperativecommunication between RRH/RRU and the BS can be smoothly performed incomparison with cooperative communication between BSs connected by aradio line. At least one antenna is installed per node. The antenna mayinclude a physical antenna or an antenna port or a virtual antenna.

In the present disclosure, the term “cell” may refer to a geographicarea to which one or more nodes provide a communication system, or referto radio resources. A “cell” of a geographic area may be understood ascoverage within which a node can provide service using a carrier and a“cell” as radio resources (e.g. time-frequency resources) is associatedwith bandwidth (BW) which is a frequency range configured by thecarrier. The “cell” associated with the radio resources is defined by acombination of downlink resources and uplink resources, for example, acombination of a downlink (DL) component carrier (CC) and an uplink (UL)CC. The cell may be configured by downlink resources only, or may beconfigured by downlink resources and uplink resources. Since DLcoverage, which is a range within which the node is capable oftransmitting a valid signal, and UL coverage, which is a range withinwhich the node is capable of receiving the valid signal from the UE,depends upon a carrier carrying the signal, the coverage of the node maybe associated with coverage of the “cell” of radio resources used by thenode. Accordingly, the term “cell” may be used to represent servicecoverage of the node sometimes, radio resources at other times, or arange that signals using the radio resources can reach with validstrength at other times.

In the present disclosure, a physical downlink control channel (PDCCH),and a physical downlink shared channel (PDSCH) refer to a set oftime-frequency resources or resource elements (REs) carrying downlinkcontrol information (DCI), and a set of time-frequency resources or REscarrying downlink data, respectively. In addition, a physical uplinkcontrol channel (PUCCH), a physical uplink shared channel (PUSCH) and aphysical random access channel (PRACH) refer to a set of time-frequencyresources or REs carrying uplink control information (UCI), a set oftime-frequency resources or REs carrying uplink data and a set oftime-frequency resources or REs carrying random access signals,respectively.

In carrier aggregation (CA), two or more CCs are aggregated. A UE maysimultaneously receive or transmit on one or multiple CCs depending onits capabilities. CA is supported for both contiguous and non-contiguousCCs. When CA is configured the UE only has one radio resource control(RRC) connection with the network. At RRC connectionestablishment/re-establishment/handover, one serving cell provides thenon-access stratum (NAS) mobility information, and at RRC connectionre-establishment/handover, one serving cell provides the security input.This cell is referred to as the Primary Cell (PCell). The PCell is acell, operating on the primary frequency, in which the UE eitherperforms the initial connection establishment procedure or initiates theconnection re-establishment procedure. Depending on UE capabilities,Secondary Cells (SCells) can be configured to form together with thePCell a set of serving cells. An SCell is a cell providing additionalradio resources on top of Special Cell. The configured set of servingcells for a UE therefore always consists of one PCell and one or moreSCells. In the present disclosure, for dual connectivity (DC) operation,the term “special Cell” refers to the PCell of the master cell group(MCG) or the PSCell of the secondary cell group (SCG), and otherwise theterm Special Cell refers to the PCell. An SpCell supports physicaluplink control channel (PUCCH) transmission and contention-based randomaccess, and is always activated. The MCG is a group of serving cellsassociated with a master node, comprising of the SpCell (PCell) andoptionally one or more SCells. The SCG is the subset of serving cellsassociated with a secondary node, comprising of the PSCell and zero ormore SCells, for a UE configured with DC. For a UE in RRC_CONNECTED notconfigured with CA/DC there is only one serving cell comprising of thePCell. For a UE in RRC_CONNECTED configured with CA/DC the term “servingcells” is used to denote the set of cells comprising of the SpCell(s)and all SCells.

The MCG is a group of serving cells associated with a master BS whichterminates at least S1-MME, and the SCG is a group of serving cellsassociated with a secondary BS that is providing additional radioresources for the UE but is not the master BS. The SCG includes aprimary SCell (PSCell) and optionally one or more SCells. In DC, two MACentities are configured in the UE: one for the MCG and one for the SCG.Each MAC entity is configured by RRC with a serving cell supportingPUCCH transmission and contention based Random Access. In the presentdisclosure, the term SpCell refers to such cell, whereas the term SCellrefers to other serving cells. The term SpCell either refers to thePCell of the MCG or the PSCell of the SCG depending on if the MAC entityis associated to the MCG or the SCG, respectively.

In the present disclosure, monitoring a channel refers to attempting todecode the channel. For example, monitoring a physical downlink controlchannel (PDCCH) refers to attempting to decode PDCCH(s) (or PDCCHcandidates).

In the present disclosure, “C-RNTI” refers to a cell RNTI, “SI-RNTI”refers to a system information RNTI, “P-RNTI” refers to a paging RNTI,“RA-RNTI” refers to a random access RNTI, “SC-RNTI” refers to a singlecell RNTI″, “SL-RNTI” refers to a sidelink RNTI, “SPS C-RNTI” refers toa semi-persistent scheduling C-RNTI, and “CS-RNTI” refers to aconfigured scheduling RNTI.

FIG. 1 illustrates an example of a communication system 1 to whichimplementations of the present disclosure is applied.

Three main requirement categories for 5G include (1) a category ofenhanced mobile broadband (eMBB), (2) a category of massive machine typecommunication (mMTC), and (3) a category of ultra-reliable and lowlatency communications (URLLC).

Partial use cases may require a plurality of categories for optimizationand other use cases may focus only upon one key performance indicator(KPI). 5G supports such various use cases using a flexible and reliablemethod.

eMBB far surpasses basic mobile Internet access and covers abundantbidirectional work and media and entertainment applications in cloud andaugmented reality. Data is one of 5G core motive forces and, in a 5Gera, a dedicated voice service may not be provided for the first time.In 5G, it is expected that voice will be simply processed as anapplication program using data connection provided by a communicationsystem. Main causes for increased traffic volume are due to an increasein the size of content and an increase in the number of applicationsrequiring high data transmission rate. A streaming service (of audio andvideo), conversational video, and mobile Internet access will be morewidely used as more devices are connected to the Internet. These manyapplication programs require connectivity of an always turned-on statein order to push real-time information and alarm for users. Cloudstorage and applications are rapidly increasing in a mobilecommunication platform and may be applied to both work andentertainment. The cloud storage is a special use case which acceleratesgrowth of uplink data transmission rate. 5G is also used for remote workof cloud. When a tactile interface is used, 5G demands much lowerend-to-end latency to maintain user good experience. Entertainment, forexample, cloud gaming and video streaming, is another core element whichincreases demand for mobile broadband capability. Entertainment isessential for a smartphone and a tablet in any place including highmobility environments such as a train, a vehicle, and an airplane. Otheruse cases are augmented reality for entertainment and informationsearch. In this case, the augmented reality requires very low latencyand instantaneous data volume.

In addition, one of the most expected 5G use cases relates a functioncapable of smoothly connecting embedded sensors in all fields, i.e.,mMTC. It is expected that the number of potential IoT devices will reach204 hundred million up to the year of 2020. An industrial IoT is one ofcategories of performing a main role enabling a smart city, assettracking, smart utility, agriculture, and security infrastructurethrough 5G.

URLLC includes a new service that will change industry through remotecontrol of main infrastructure and an ultra-reliable/availablelow-latency link such as a self-driving vehicle. A level of reliabilityand latency is essential to control a smart grid, automatize industry,achieve robotics, and control and adjust a drone.

5G is a means of providing streaming evaluated as a few hundred megabitsper second to gigabits per second and may complement fiber-to-the-home(FTTH) and cable-based broadband (or DOCSIS). Such fast speed is neededto deliver TV in resolution of 4K or more (6K, 8K, and more), as well asvirtual reality and augmented reality. Virtual reality (VR) andaugmented reality (AR) applications include almost immersive sportsgames. A specific application program may require a special networkconfiguration. For example, for VR games, gaming companies need toincorporate a core server into an edge network server of a networkoperator in order to minimize latency.

Automotive is expected to be a new important motivated force in 5Gtogether with many use cases for mobile communication for vehicles. Forexample, entertainment for passengers requires high simultaneouscapacity and mobile broadband with high mobility. This is because futureusers continue to expect connection of high quality regardless of theirlocations and speeds. Another use case of an automotive field is an ARdashboard. The AR dashboard causes a driver to identify an object in thedark in addition to an object seen from a front window and displays adistance from the object and a movement of the object by overlappinginformation talking to the driver. In the future, a wireless moduleenables communication between vehicles, information exchange between avehicle and supporting infrastructure, and information exchange betweena vehicle and other connected devices (e.g., devices accompanied by apedestrian). A safety system guides alternative courses of a behavior sothat a driver may drive more safely drive, thereby lowering the dangerof an accident. The next stage will be a remotely controlled orself-driven vehicle. This requires very high reliability and very fastcommunication between different self-driven vehicles and between avehicle and infrastructure. In the future, a self-driven vehicle willperform all driving activities and a driver will focus only uponabnormal traffic that the vehicle cannot identify. Technicalrequirements of a self-driven vehicle demand ultra-low latency andultra-high reliability so that traffic safety is increased to a levelthat cannot be achieved by human being.

A smart city and a smart home/building mentioned as a smart society willbe embedded in a high-density wireless sensor network. A distributednetwork of an intelligent sensor will identify conditions for costs andenergy-efficient maintenance of a city or a home. Similar configurationsmay be performed for respective households. All of temperature sensors,window and heating controllers, burglar alarms, and home appliances arewirelessly connected. Many of these sensors are typically low in datatransmission rate, power, and cost. However, real-time HD video may bedemanded by a specific type of device to perform monitoring.

Consumption and distribution of energy including heat or gas isdistributed at a higher level so that automated control of thedistribution sensor network is demanded. The smart grid collectsinformation and connects the sensors to each other using digitalinformation and communication technology so as to act according to thecollected information. Since this information may include behaviors of asupply company and a consumer, the smart grid may improve distributionof fuels such as electricity by a method having efficiency, reliability,economic feasibility, production sustainability, and automation. Thesmart grid may also be regarded as another sensor network having lowlatency.

Mission critical application (e.g. e-health) is one of 5G use scenarios.A health part contains many application programs capable of enjoyingbenefit of mobile communication. A communication system may supportremote treatment that provides clinical treatment in a faraway place.Remote treatment may aid in reducing a barrier against distance andimprove access to medical services that cannot be continuously availablein a faraway rural area. Remote treatment is also used to performimportant treatment and save lives in an emergency situation. Thewireless sensor network based on mobile communication may provide remotemonitoring and sensors for parameters such as heart rate and bloodpressure.

Wireless and mobile communication gradually becomes important in thefield of an industrial application. Wiring is high in installation andmaintenance cost. Therefore, a possibility of replacing a cable withreconstructible wireless links is an attractive opportunity in manyindustrial fields. However, in order to achieve this replacement, it isnecessary for wireless connection to be established with latency,reliability, and capacity similar to those of the cable and managementof wireless connection needs to be simplified. Low latency and a verylow error probability are new requirements when connection to 5G isneeded.

Logistics and freight tracking are important use cases for mobilecommunication that enables inventory and package tracking anywhere usinga location-based information system. The use cases of logistics andfreight typically demand low data rate but require location informationwith a wide range and reliability.

Referring to FIG. 1 , the communication system 1 includes wirelessdevices, base stations (BSs), and a network. Although FIG. 1 illustratesa 5G network as an example of the network of the communication system 1,the implementations of the present disclosure are not limited to the 5Gsystem, and can be applied to the future communication system beyond the5G system.

The BSs and the network may be implemented as wireless devices and aspecific wireless device 200 a may operate as a BS/network node withrespect to other wireless devices. The wireless devices representdevices performing communication using radio access technology (RAT)(e.g., 5G New RAT (NR)) or Long-Term Evolution (LTE)) and may bereferred to as communication/radio/5G devices. The wireless devices mayinclude, without being limited to, a robot 100 a, vehicles 100 b-1 and100b-2, an eXtended Reality (XR) device 100 c, a hand-held device 100 d,a home appliance 100 e, an Internet of Things (IoT) device 100 f, and anArtificial Intelligence (AI) device/server 400. For example, thevehicles may include a vehicle having a wireless communication function,an autonomous driving vehicle, and a vehicle capable of performingcommunication between vehicles. The vehicles may include an UnmannedAerial Vehicle (UAV) (e.g., a drone). The XR device may include anAugmented Reality (AR)/Virtual Reality (VR)/Mixed Reality (MR) deviceand may be implemented in the form of a Head-Mounted Device (HMD), aHead-Up Display (HUD) mounted in a vehicle, a television, a smartphone,a computer, a wearable device, a home appliance device, a digitalsignage, a vehicle, a robot, etc. The hand-held device may include asmartphone, a smartpad, a wearable device (e.g., a smartwatch or asmartglasses), and a computer (e.g., a notebook). The home appliance mayinclude a TV, a refrigerator, and a washing machine. The IoT device mayinclude a sensor and a smartmeter.

In the present disclosure, the wireless devices 100 a to 100 f may becalled user equipments (UEs). A user equipment (UE) may include, forexample, a cellular phone, a smartphone, a laptop computer, a digitalbroadcast terminal, a personal digital assistant (PDA), a portablemultimedia player (PMP), a navigation system, a slate personal computer(PC), a tablet PC, an ultrabook, a vehicle, a vehicle having anautonomous traveling function, a connected car, an unmanned aerialvehicle (UAV), an artificial intelligence (AI) module, a robot, anaugmented reality (AR) device, a virtual reality (VR) device, a mixedreality (MR) device, a hologram device, a public safety device, an MTCdevice, an IoT device, a medical device, a FinTech device (or afinancial device), a security device, a weather/environment device, adevice related to a 5G service, or a device related to a fourthindustrial revolution field. The unmanned aerial vehicle (UAV) may be,for example, an aircraft aviated by a wireless control signal without ahuman being onboard. The VR device may include, for example, a devicefor implementing an object or a background of the virtual world. The ARdevice may include, for example, a device implemented by connecting anobject or a background of the virtual world to an object or a backgroundof the real world. The MR device may include, for example, a deviceimplemented by merging an object or a background of the virtual worldinto an object or a background of the real world. The hologram devicemay include, for example, a device for implementing a stereoscopic imageof 360 degrees by recording and reproducing stereoscopic information,using an interference phenomenon of light generated when two laserlights called holography meet. The public safety device may include, forexample, an image relay device or an image device that is wearable onthe body of a user. The MTC device and the IoT device may be, forexample, devices that do not require direct human intervention ormanipulation. For example, the MTC device and the IoT device may includesmartmeters, vending machines, thermometers, smartbulbs, door locks, orvarious sensors. The medical device may be, for example, a device usedfor the purpose of diagnosing, treating, relieving, curing, orpreventing disease. For example, the medical device may be a device usedfor the purpose of diagnosing, treating, relieving, or correcting injuryor impairment. For example, the medical device may be a device used forthe purpose of inspecting, replacing, or modifying a structure or afunction. For example, the medical device may be a device used for thepurpose of adjusting pregnancy. For example, the medical device mayinclude a device for treatment, a device for operation, a device for (invitro) diagnosis, a hearing aid, or a device for procedure. The securitydevice may be, for example, a device installed to prevent a danger thatmay arise and to maintain safety. For example, the security device maybe a camera, a CCTV, a recorder, or a black box. The FinTech device maybe, for example, a device capable of providing a financial service suchas mobile payment. For example, the FinTech device may include a paymentdevice or a point of sales (POS) system. The weather/environment devicemay include, for example, a device for monitoring or predicting aweather/environment.

The wireless devices 100 a to 100 f may be connected to the network 300via the BSs 200. An AI technology may be applied to the wireless devices100 a to 100 f and the wireless devices 100 a to 100 f may be connectedto the AI server 400 via the network 300. The network 300 may beconfigured using a 3G network, a 4G (e.g., LTE) network, a 5G (e.g., NR)network, and a beyond-5G network. Although the wireless devices 100 a to100 f may communicate with each other through the BSs 200/network 300,the wireless devices 100 a to 100 f may perform direct communication(e.g., sidelink communication) with each other without passing throughthe BSs/network. For example, the vehicles 100 b-1 and 100 b-2 mayperform direct communication (e.g. Vehicle-to-Vehicle(V2V)/Vehicle-to-everything (V2X) communication). The IoT device (e.g.,a sensor) may perform direct communication with other IoT devices (e.g.,sensors) or other wireless devices 100 a to 100 f.

Wireless communication/connections 150 a and 150 b may be establishedbetween the wireless devices 100 a to 100 f/BS 200-BS 200. Herein, thewireless communication/connections may be established through variousRATs (e.g., 5G NR) such as uplink/downlink communication 150 a andsidelink communication 150 b (or D2D communication). The wirelessdevices and the BSs/the wireless devices may transmit/receive radiosignals to/from each other through the wirelesscommunication/connections 150 a and 150 b. For example, the wirelesscommunication/connections 150 a and 150 b may transmit/receive signalsthrough various physical channels. To this end, at least a part ofvarious configuration information configuring processes, various signalprocessing processes (e.g., channel encoding/decoding,modulation/demodulation, and resource mapping/demapping), and resourceallocating processes, for transmitting/receiving radio signals, may beperformed based on the various proposals of the present disclosure.

FIG. 2 is a block diagram illustrating examples of communication deviceswhich can perform a method according to the present disclosure.

Referring to FIG. 2 , a first wireless device 100 and a second wirelessdevice 200 may transmit/receive radio signals to/from an external devicethrough a variety of RATs (e.g., LTE and NR). In FIG. 2 , {the firstwireless device 100 and the second wireless device 200} may correspondto {the wireless device 100 a to 100 f and the BS 200} and/or {thewireless device 100 a to 100 f and the wireless device 100 a to 100 f}of FIG. 1 .

The first wireless device 100 may include one or more processors 102 andone or more memories 104 and additionally further include one or moretransceivers 106 and/or one or more antennas 108. The processor(s) 102may control the memory(s) 104 and/or the transceiver(s) 106 and may beconfigured to implement the functions, procedures, and/or methodsdescribed in the present disclosure. For example, the processor(s) 102may process information within the memory(s) 104 to generate firstinformation/signals and then transmit radio signals including the firstinformation/signals through the transceiver(s) 106. The processor(s) 102may receive radio signals including second information/signals throughthe transceiver 106 and then store information obtained by processingthe second information/signals in the memory(s) 104. The memory(s) 104may be connected to the processor(s) 102 and may store a variety ofinformation related to operations of the processor(s) 102. For example,the memory(s) 104 may store software code including commands forperforming a part or the entirety of processes controlled by theprocessor(s) 102 or for performing the procedures and/or methodsdescribed in the present disclosure. Herein, the processor(s) 102 andthe memory(s) 104 may be a part of a communication modem/circuit/chipdesigned to implement RAT (e.g., LTE or NR). The transceiver(s) 106 maybe connected to the processor(s) 102 and transmit and/or receive radiosignals through one or more antennas 108. Each of the transceiver(s) 106may include a transmitter and/or a receiver. The transceiver(s) 106 maybe interchangeably used with radio frequency (RF) unit(s). In thepresent invention, the wireless device may represent a communicationmodem/circuit/chip.

The second wireless device 200 may include one or more processors 202and one or more memories 204 and additionally further include one ormore transceivers 206 and/or one or more antennas 208. The processor(s)202 may control the memory(s) 204 and/or the transceiver(s) 206 and maybe configured to implement the functions, procedures, and/or methodsdescribed in the present disclosure. For example, the processor(s) 202may process information within the memory(s) 204 to generate thirdinformation/signals and then transmit radio signals including the thirdinformation/signals through the transceiver(s) 206. The processor(s) 202may receive radio signals including fourth information/signals throughthe transceiver(s) 106 and then store information obtained by processingthe fourth information/signals in the memory(s) 204. The memory(s) 204may be connected to the processor(s) 202 and may store a variety ofinformation related to operations of the processor(s) 202. For example,the memory(s) 204 may store software code including commands forperforming a part or the entirety of processes controlled by theprocessor(s) 202 or for performing the procedures and/or methodsdescribed in the present disclosure. Herein, the processor(s) 202 andthe memory(s) 204 may be a part of a communication modem/circuit/chipdesigned to implement RAT (e.g., LTE or NR). The transceiver(s) 206 maybe connected to the processor(s) 202 and transmit and/or receive radiosignals through one or more antennas 208. Each of the transceiver(s) 206may include a transmitter and/or a receiver. The transceiver(s) 206 maybe interchangeably used with RF unit(s). In the present invention, thewireless device may represent a communication modem/circuit/chip.

Hereinafter, hardware elements of the wireless devices 100 and 200 willbe described more specifically. One or more protocol layers may beimplemented by, without being limited to, one or more processors 102 and202. For example, the one or more processors 102 and 202 may implementone or more layers (e.g., functional layers such as PHY, MAC, RLC, PDCP,RRC, and SDAP). The one or more processors 102 and 202 may generate oneor more Protocol Data Units (PDUs) and/or one or more Service Data Unit(SDUs) according to the functions, procedures, proposals, and/or methodsdisclosed in the present disclosure. The one or more processors 102 and202 may generate messages, control information, data, or informationaccording to the functions, procedures, proposals, and/or methodsdisclosed in the present disclosure. The one or more processors 102 and202 may generate signals (e.g., baseband signals) including PDUs, SDUs,messages, control information, data, or information according to thefunctions, procedures, proposals, and/or methods disclosed in thepresent disclosure and provide the generated signals to the one or moretransceivers 106 and 206. The one or more processors 102 and 202 mayreceive the signals (e.g., baseband signals) from the one or moretransceivers 106 and 206 and acquire the PDUs, SDUs, messages, controlinformation, data, or information according to the functions,procedures, proposals, and/or methods disclosed in the presentdisclosure.

The one or more processors 102 and 202 may be referred to ascontrollers, microcontrollers, microprocessors, or microcomputers. Theone or more processors 102 and 202 may be implemented by hardware,firmware, software, or a combination thereof. As an example, one or moreApplication Specific Integrated Circuits (ASICs), one or more DigitalSignal Processors (DSPs), one or more Digital Signal Processing Devices(DSPDs), one or more Programmable Logic Devices (PLDs), or one or moreField Programmable Gate Arrays (FPGAs) may be included in the one ormore processors 102 and 202. The functions, procedures, proposals,and/or methods disclosed in the present disclosure may be implementedusing firmware or software and the firmware or software may beconfigured to include the modules, procedures, or functions. Firmware orsoftware configured to perform the functions, procedures, proposals,and/or methods disclosed in the present disclosure may be included inthe one or more processors 102 and 202 or stored in the one or morememories 104 and 204 so as to be driven by the one or more processors102 and 202. The functions, procedures, proposals, and/or methodsdisclosed in the present disclosure may be implemented using firmware orsoftware in the form of code, commands, and/or a set of commands.

The one or more memories 104 and 204 may be connected to the one or moreprocessors 102 and 202 and store various types of data, signals,messages, information, programs, code, instructions, and/or commands.The one or more memories 104 and 204 may be configured by Read-OnlyMemories (ROMs), Random Access Memories (RAMs), Electrically ErasableProgrammable Read-Only Memories (EPROMs), flash memories, hard drives,registers, cash memories, computer-readable storage media, and/orcombinations thereof. The one or more memories 104 and 204 may belocated at the interior and/or exterior of the one or more processors102 and 202. The one or more memories 104 and 204 may be connected tothe one or more processors 102 and 202 through various technologies suchas wired or wireless connection.

The one or more transceivers 106 and 206 may transmit user data, controlinformation, and/or radio signals/channels, mentioned in the methodsand/or operational flowcharts of the present disclosure, to one or moreother devices. The one or more transceivers 106 and 206 may receive userdata, control information, and/or radio signals/channels, mentioned inthe functions, procedures, proposals, methods, and/or operationalflowcharts disclosed in the present disclosure, from one or more otherdevices. For example, the one or more transceivers 106 and 206 may beconnected to the one or more processors 102 and 202 and transmit andreceive radio signals. For example, the one or more processors 102 and202 may perform control so that the one or more transceivers 106 and 206may transmit user data, control information, or radio signals to one ormore other devices. The one or more processors 102 and 202 may performcontrol so that the one or more transceivers 106 and 206 may receiveuser data, control information, or radio signals from one or more otherdevices. The one or more transceivers 106 and 206 may be connected tothe one or more antennas 108 and 208 and the one or more transceivers106 and 206 may be configured to transmit and receive user data, controlinformation, and/or radio signals/channels, mentioned in the functions,procedures, proposals, methods, and/or operational flowcharts disclosedin the present disclosure, through the one or more antennas 108 and 208.In the present disclosure, the one or more antennas may be a pluralityof physical antennas or a plurality of logical antennas (e.g., antennaports). The one or more transceivers 106 and 206 may convert receivedradio signals/channels etc. from RF band signals into baseband signalsin order to process received user data, control information, radiosignals/channels, etc. using the one or more processors 102 and 202. Theone or more transceivers 106 and 206 may convert the user data, controlinformation, radio signals/channels, etc. processed using the one ormore processors 102 and 202 from the base band signals into the RF bandsignals. To this end, the one or more transceivers 106 and 206 mayinclude (analog) oscillators and/or filters. For example, thetransceivers 106 and 206 can up-convert OFDM baseband signals to acarrier frequency by their (analog) oscillators and/or filters under thecontrol of the processors 102 and 202 and transmit the up-converted OFDMsignals at the carrier frequency. The transceivers 106 and 206 mayreceive OFDM signals at a carrier frequency and down-convert the OFDMsignals into OFDM baseband signals by their (analog) oscillators and/orfilters under the control of the transceivers 102 and 202.

In the implementations of the present disclosure, a UE may operate as atransmitting device in uplink (UL) and as a receiving device in downlink(DL). In the implementations of the present disclosure, a BS may operateas a receiving device in UL and as a transmitting device in DL.Hereinafter, for convenience of description, it is mainly assumed thatthe first wireless device 100 acts as the UE, and the second wirelessdevice 200 acts as the BS, unless otherwise mentioned or described. Forexample, the processor(s) 102 connected to, mounted on or launched inthe first wireless device 100 may be configured to perform the UEbehavior according to an implementation of the present disclosure orcontrol the transceiver(s) 106 to perform the UE behavior according toan implementation of the present disclosure. The processor(s) 202connected to, mounted on or launched in the second wireless device 200may be configured to perform the BS behavior according to animplementation of the present disclosure or control the transceiver(s)206 to perform the BS behavior according to an implementation of thepresent disclosure.

In the present disclosure, at least one memory (e.g. 104 or 204) maystore instructions or programs that, when executed, cause at least oneprocessor, which is operably connected thereto, to perform operationsaccording to some embodiments or implementations of the presentdisclosure.

In the present disclosure, a computer readable storage medium stores atleast one instructions or computer programs that, when executed by atleast one processor, cause the at least one processor to performoperations according to some embodiments or implementations of thepresent disclosure.

In the present disclosure, a processing device or apparatus may compriseat least one processor, and at least one computer memory connectable tothe at least one processor and storing instructions that, when executed,cause the at least one processor to perform operations according to someembodiments or implementations of the present disclosure.

FIG. 3 illustrates another example of a wireless device which canperform implementations of the present invention. The wireless devicemay be implemented in various forms according to a use-case/service(refer to FIG. 1 ).

Referring to FIG. 3 , wireless devices 100 and 200 may correspond to thewireless devices 100 and 200 of FIG. 2 and may be configured by variouselements, components, units/portions, and/or modules. For example, eachof the wireless devices 100 and 200 may include a communication unit110, a control unit 120, a memory unit 130, and additional components140. The communication unit may include a communication circuit 112 andtransceiver(s) 114. For example, the communication circuit 112 mayinclude the one or more processors 102 and 202 of FIG. 2 and/or the oneor more memories 104 and 204 of FIG. 2 . For example, the transceiver(s)114 may include the one or more transceivers 106 and 206 of FIG. 2and/or the one or more antennas 108 and 208 of FIG. 2 . The control unit120 is electrically connected to the communication unit 110, the memory130, and the additional components 140 and controls overall operation ofthe wireless devices. For example, the control unit 120 may control anelectric/mechanical operation of the wireless device based onprograms/code/commands/information stored in the memory unit 130. Thecontrol unit 120 may transmit the information stored in the memory unit130 to the exterior (e.g., other communication devices) via thecommunication unit 110 through a wireless/wired interface or store, inthe memory unit 130, information received through the wireless/wiredinterface from the exterior (e.g., other communication devices) via thecommunication unit 110.

The additional components 140 may be variously configured according totypes of wireless devices. For example, the additional components 140may include at least one of a power unit/battery, input/output (I/O)unit (e.g. audio I/O port, video I/O port), a driving unit, and acomputing unit. The wireless device may be implemented in the form of,without being limited to, the robot (100 a of FIG. 1 ), the vehicles(100 b-1 and 100 b-2 of FIG. 1 ), the XR device (100 c of FIG. 1 ), thehand-held device (100 d of FIG. 1 ), the home appliance (100 e of FIG. 1), the IoT device (100 f of FIG. 1 ), a digital broadcast terminal, ahologram device, a public safety device, an MTC device, a medicinedevice, a Fintech device (or a finance device), a security device, aclimate/environment device, the AI server/device (400 of FIG. 1 ), theBSs (200 of FIG. 1 ), a network node, etc. The wireless device may beused in a mobile or fixed place according to a use-example/service.

In FIG. 3 , the entirety of the various elements, components,units/portions, and/or modules in the wireless devices 100 and 200 maybe connected to each other through a wired interface or at least a partthereof may be wirelessly connected through the communication unit 110.For example, in each of the wireless devices 100 and 200, the controlunit 120 and the communication unit 110 may be connected by wire and thecontrol unit 120 and first units (e.g., 130 and 140) may be wirelesslyconnected through the communication unit 110. Each element, component,unit/portion, and/or module within the wireless devices 100 and 200 mayfurther include one or more elements. For example, the control unit 120may be configured by a set of one or more processors. As an example, thecontrol unit 120 may be configured by a set of a communication controlprocessor, an application processor, an electronic control unit (ECU), agraphical processing unit, and a memory control processor. As anotherexample, the memory 130 may be configured by a random access memory(RAM), a dynamic RAM (DRAM), a read only memory (ROM)), a flash memory,a volatile memory, a non-volatile memory, and/or a combination thereof.

FIG. 4 illustrates an example of protocol stacks in a 3GPP basedwireless communication system.

In particular, FIG. 4(a) illustrates an example of a radio interfaceuser plane protocol stack between a UE and a base station (BS) and FIG.4(b) illustrates an example of a radio interface control plane protocolstack between a UE and a BS. The control plane refers to a path throughwhich control messages used to manage call by a UE and a network aretransported. The user plane refers to a path through which datagenerated in an application layer, for example, voice data or Internetpacket data are transported. Referring to FIG. 4(a), the user planeprotocol stack may be divided into a first layer (Layer 1) (i.e., aphysical (PHY) layer) and a second layer (Layer 2). Referring to FIG.4(b), the control plane protocol stack may be divided into Layer 1(i.e., a PHY layer), Layer 2, Layer 3 (e.g., a radio resource control(RRC) layer), and a non-access stratum (NAS) layer. Layer 1, Layer 2 andLayer 3 are referred to as an access stratum (AS).

The NAS control protocol is terminated in an access management function(AMF) on the network side, and performs functions such asauthentication, mobility management, security control and etc.

In the 3GPP LTE system, the layer 2 is split into the followingsublayers: medium access control (MAC), radio link control (RLC), andpacket data convergence protocol (PDCP). In the 3GPP New Radio (NR)system, the layer 2 is split into the following sublayers: MAC, RLC,PDCP and SDAP. The PHY layer offers to the MAC sublayer transportchannels, the MAC sublayer offers to the RLC sublayer logical channels,the RLC sublayer offers to the PDCP sublayer RLC channels, the PDCPsublayer offers to the SDAP sublayer radio bearers. The SDAP sublayeroffers to 5G Core Network quality of service (QoS) flows.

In the 3GPP NR system, the main services and functions of SDAP include:mapping between a QoS flow and a data radio bearer; marking QoS flow ID(QFI) in both DL and UL packets. A single protocol entity of SDAP isconfigured for each individual PDU session.

In the 3GPP NR system, the main services and functions of the RRCsublayer include: broadcast of system information related to AS and NAS;paging initiated by 5G core (5GC) or NG-RAN; establishment, maintenanceand release of an RRC connection between the UE and NG-RAN; securityfunctions including key management; establishment, configuration,maintenance and release of signalling radio bearers (SRBs) and dataradio bearers (DRBs); mobility functions (including: handover andcontext transfer; UE cell selection and reselection and control of cellselection and reselection; Inter-RAT mobility); QoS managementfunctions; UE measurement reporting and control of the reporting;detection of and recovery from radio link failure; NAS message transferto/from NAS from/to UE.

In the 3GPP NR system, the main services and functions of the PDCPsublayer for the user plane include: sequence numbering; headercompression and decompression: ROHC only; transfer of user data;reordering and duplicate detection; in-order delivery; PDCP PDU routing(in case of split bearers); retransmission of PDCP SDUs; ciphering,deciphering and integrity protection; PDCP SDU discard; PDCPre-establishment and data recovery for RLC AM; PDCP status reporting forRLC AM; duplication of PDCP PDUs and duplicate discard indication tolower layers. The main services and functions of the PDCP sublayer forthe control plane include: sequence numbering; ciphering, decipheringand integrity protection; transfer of control plane data; reordering andduplicate detection; in-order delivery; duplication of PDCP PDUs andduplicate discard indication to lower layers.

The RLC sublayer supports three transmission modes: Transparent Mode(TM); Unacknowledged Mode (UM); and Acknowledged Mode (AM). The RLCconfiguration is per logical channel with no dependency on numerologiesand/or transmission durations. In the 3GPP NR system, the main servicesand functions of the RLC sublayer depend on the transmission mode andinclude: Transfer of upper layer PDUs; sequence numbering independent ofthe one in PDCP (UM and AM); error correction through ARQ (AM only);segmentation (AM and UM) and re-segmentation (AM only) of RLC SDUs;reassembly of SDU (AM and UM); duplicate detection (AM only); RLC SDUdiscard (AM and UM); RLC re-establishment; protocol error detection (AMonly). In the 3GPP NR system, the main services and functions of the MACsublayer include:

mapping between logical channels and transport channels;multiplexing/demultiplexing of MAC SDUs belonging to one or differentlogical channels into/from transport blocks (TB) delivered to/from thephysical layer on transport channels; scheduling information reporting;error correction through HARQ (one HARQ entity per cell in case ofcarrier aggregation (CA)); priority handling between UEs by means ofdynamic scheduling; priority handling between logical channels of one UEby means of logical channel prioritization; padding. A single MAC entitymay support multiple numerologies, transmission timings and cells.Mapping restrictions in logical channel prioritization control whichnumerology(ies), cell(s), and transmission timing(s) a logical channelcan use. Different kinds of data transfer services are offered by MAC.To accommodate different kinds of data transfer services, multiple typesof logical channels are defined i.e. each supporting transfer of aparticular type of information. Each logical channel type is defined bywhat type of information is transferred. Logical channels are classifiedinto two groups: Control Channels and Traffic Channels. Control channelsare used for the transfer of control plane information only, and trafficchannels are used for the transfer of user plane information only.Broadcast Control Channel (BCCH) is a downlink logical channel forbroadcasting system control information, paging Control Channel (PCCH)is a downlink logical channel that transfers paging information, systeminformation change notifications and indications of ongoing PWSbroadcasts, Common Control Channel (CCCH) is a logical channel fortransmitting control information between UEs and network and used forUEs having no RRC connection with the network, and Dedicated ControlChannel (DCCH) is a point-to-point bi-directional logical channel thattransmits dedicated control information between a UE and the network andused by UEs having an RRC connection. Dedicated Traffic Channel (DTCH)is a point-to-point logical channel, dedicated to one UE, for thetransfer of user information. A DTCH can exist in both uplink anddownlink. In Downlink, the following connections between logicalchannels and transport channels exist: BCCH can be mapped to BCH; BCCHcan be mapped to downlink shared channel (DL-SCH); PCCH can be mapped toPCH; CCCH can be mapped to DL-SCH; DCCH can be mapped to DL-SCH; andDTCH can be mapped to DL-SCH. In Uplink, the following connectionsbetween logical channels and transport channels exist: CCCH can bemapped to uplink shared channel (UL-SCH); DCCH can be mapped to UL-SCH;and DTCH can be mapped to UL-SCH.

FIG. 5 illustrates an example of a frame structure in a 3GPP basedwireless communication system.

The frame structure illustrated in FIG. 5 is purely exemplary and thenumber of subframes, the number of slots, and/or the number of symbolsin a frame may be variously changed. In the 3GPP based wirelesscommunication system, OFDM numerologies (e.g., subcarrier spacing (SCS),transmission time interval (TTI) duration) may be differently configuredbetween a plurality of cells aggregated for one UE. For example, if a UEis configured with different SCSs for cells aggregated for the cell, an(absolute time) duration of a time resource (e.g. a subframe, a slot, ora TTI) including the same number of symbols may be different among theaggregated cells. Herein, symbols may include OFDM symbols (or CP-OFDMsymbols), SC-FDMA symbols (or discrete Fourier transform-spread-OFDM(DFT-s-OFDM) symbols).

Referring to FIG. 5 , downlink and uplink transmissions are organizedinto frames. Each frame has T_(f)=10 ms duration. Each frame is dividedinto two half-frames, where each of the half-frames has 5 ms duration.Each half-frame consists of 5 subframes, where the duration T_(sf) persubframe is 1 ms. Each subframe is divided into slots and the number ofslots in a subframe depends on a subcarrier spacing. Each slot includes14 or 12 OFDM symbols based on a cyclic prefix (CP). In a normal CP,each slot includes 14 OFDM symbols and, in an extended CP, each slotincludes 12 OFDM symbols. The numerology is based on exponentiallyscalable subcarrier spacing Δf=2^(u)*15 kHz. The following table showsthe number of OFDM symbols per slot, the number of slots per frame, andthe number of slots per for the normal CP, according to the subcarrierspacing of Δf=2^(u)15 kHz.

TABLE 1 u N^(slot) _(symb) N^(frame, u) _(slot) N^(subframe, u) _(slot)0 14 10 1 1 14 20 2 2 14 40 4 3 14 80 8 4 14 160 16

The following table shows the number of OFDM symbols per slot, thenumber of slots per frame, and the number of slots per for the extendedCP, according to the subcarrier spacing Δf=2u*15 kHz.

TABLE 2 u N^(slot) _(symb) N^(frame, u) _(slot) N^(subframe, u) _(slot)2 12 40 4

A slot includes plural symbols (e.g., 14 or 12 symbols) in the timedomain. For each numerology (e.g. subcarrier spacing) and carrier, aresource grid of N^(size,u) _(grod,x)*N^(RB) _(sc) subcarriers andN^(subframe,u) _(symb) OFDM symbols is defined, starting at commonresource block (CRB) N^(start,u) _(grid) indicated by higher-layersignaling (e.g. radio resource control (RRC) signaling), whereN^(size,u) _(gris,x) resource blocks in the resource grid and thesubscript x is DL for downlink and UL for uplink. N^(RB) _(sc) is thenumber of subcarriers per resource blocks. In the 3GPP based wirelesscommunication system, N^(RB) _(sc) is 12 generally. There is oneresource grid for a given antenna port p, subcarrier spacingconfiguration u, and transmission direction (DL or UL). The carrierbandwidth N^(size,u) _(drid) for subcarrier configuration u is given bythe higher-layer parameter (e.g. RRC parameter). Each element in theresource grid for the antenna port p and the subcarrier spacingconfiguration u is referred to as a resource element (RE) and onecomplex symbol may be mapped to each RE. Each RE in the resource grid isuniquely identified by an index k in the frequency domain and an index lrepresenting a symbol location relative to a reference point in the timedomain. In the 3GPP based wireless communication system, a resourceblock is defined by 12 consecutive subcarriers in the frequency domain.

In the 3GPP NR system, resource blocks are classified into CRBs andphysical resource blocks (PRBs). CRBs are numbered from 0 and upwards inthe frequency domain for subcarrier spacing configuration u. The centerof subcarrier 0 of CRB 0 for subcarrier spacing configuration ucoincides with ‘point A’ which serves as a common reference point forresource block grids. In the 3GPP NR system, PRBs are defined within abandwidth part (BWP) and numbered from 0 to N^(size) _(BWP,i)−1, where iis the number of the bandwidth part. The relation between the physicalresource block n_(PRB) in the bandwidth part i and the common resourceblock n_(CRB) is as follows: n_(PRB)=n_(CRB)+N^(size) _(BWP,i), whereN^(size) _(BWP,i) is the common resource block where bandwidth partstarts relative to CRB 0. The BWP includes a plurality of consecutiveresource blocks. A carrier may include a maximum of N (e.g., 5) BWPs. AUE may be configured with one or more BWPs on a given component carrier.Only one BWP among BWPs configured to the UE can active at a time. Theactive BWP defines the UE's operating bandwidth within the cell'soperating bandwidth.

NR frequency bands are defined as 2 types of frequency range, FR1 andFR2. FR2 is may also called millimeter wave(mmW). The frequency rangesin which NR can operate are identified as described in Table 3.

TABLE 3 Frequency Range Corresponding designation frequency rangeSubcarrier Spacing FR1  450 MHz-7125 MHz 15, 30, 60 kHz FR2 24250MHz-52600 MHz 60, 120, 240 kHz

FIG. 6 illustrates a data flow example in the 3GPP NR system.

In FIG. 6 , “RB” denotes a radio bearer, and “H” denotes a header. Radiobearers are categorized into two groups: data radio bearers (DRB) foruser plane data and signalling radio bearers (SRB) for control planedata. The MAC PDU is transmitted/received using radio resources throughthe PHY layer to/from an external device. The MAC PDU arrives to the PHYlayer in the form of a transport block.

In the PHY layer, the uplink transport channels UL-SCH and RACH aremapped to physical uplink shared channel (PUSCH) and physical randomaccess channel (PRACH), respectively, and the downlink transportchannels DL-SCH, BCH and PCH are mapped to physical downlink sharedchannel (PDSCH), physical broad cast channel (PBCH) and PDSCH,respectively. In the PHY layer, uplink control information (UCI) ismapped to PUCCH, and downlink control information (DCI) is mapped toPDCCH. A MAC PDU related to UL-SCH is transmitted by a UE via a PUSCHbased on an UL grant, and a MAC PDU related to DL-SCH is transmitted bya BS via a PDSCH based on a DL assignment.

In order to transmit data unit(s) of the present disclosure on UL-SCH, aUE shall have uplink resources available to the UE. In order to receivedata unit(s) of the present disclosure on DL-SCH, a UE shall havedownlink resources available to the UE. The resource allocation includestime domain resource allocation and frequency domain resourceallocation. In the present disclosure, uplink resource allocation isalso referred to as uplink grant, and downlink resource allocation isalso referred to as downlink assignment. An uplink grant is eitherreceived by the UE dynamically on PDCCH, in a Random Access Response, orconfigured to the UE semi-persistently by RRC. Downlink assignment iseither received by the UE dynamically on the PDCCH, or configured to theUE semi-persistently by RRC signaling from the BS.

In UL, the BS can dynamically allocate resources to UEs via the CellRadio Network Temporary Identifier (C-RNTI) on PDCCH(s). A UE alwaysmonitors the PDCCH(s) in order to find possible grants for uplinktransmission when its downlink reception is enabled (activity governedby discontinuous reception (DRX) when configured). In addition, withConfigured Grants, the BS can allocate uplink resources for the initialHARQ transmissions to UEs. Two types of configured uplink grants aredefined: Type 1 and Type 2. With Type 1, RRC directly provides theconfigured uplink grant (including the periodicity). With Type 2, RRCdefines the periodicity of the configured uplink grant while PDCCHaddressed to Configured Scheduling RNTI (CS-RNTI) can either signal andactivate the configured uplink grant, or deactivate it; i.e. a PDCCHaddressed to CS-RNTI indicates that the uplink grant can be implicitlyreused according to the periodicity defined by RRC, until deactivated.

In DL, the BS can dynamically allocate resources to UEs via the C-RNTIon PDCCH(s). A UE always monitors the PDCCH(s) in order to find possibleassignments when its downlink reception is enabled (activity governed byDRX when configured). In addition, with Semi-Persistent Scheduling(SPS), the BS can allocate downlink resources for the initial HARQtransmissions to UEs: RRC defines the periodicity of the configureddownlink assignments while PDCCH addressed to CS-RNTI can either signaland activate the configured downlink assignment, or deactivate it. Inother words, a PDCCH addressed to CS-RNTI indicates that the downlinkassignment can be implicitly reused according to the periodicity definedby RRC, until deactivated.

<Resource Allocation by PDCCH (i.e. Resource Allocation by DCI)>

PDCCH can be used to schedule DL transmissions on PDSCH and ULtransmissions on PUSCH, where the downlink control information (DCI) onPDCCH includes: downlink assignments containing at least modulation andcoding format (e.g., modulation and coding scheme (MCS) index IMCS),resource allocation, and hybrid-ARQ information related to DL-SCH; oruplink scheduling grants containing at least modulation and codingformat, resource allocation, and hybrid-ARQ information related toUL-SCH. The size and usage of the DCI carried by one PDCCH are varieddepending on DCI formats. For example, in the 3GPP NR system, DCI format0_0 or DCI format 0_1 is used for scheduling of PUSCH in one cell, andDCI format 1_0 or DCI format 1_1 is used for scheduling of PDSCH in onecell.

FIG. 7 illustrates an example of PDSCH time domain resource allocationby PDCCH, and an example of PUSCH time resource allocation by PDCCH.

Downlink control information (DCI) carried by a PDCCH for schedulingPDSCH or PUSCH includes a value in for a row index m+1 to an allocationtable for PDSCH or PUSCH. Either a predefined default PDSCH time domainallocation A, B or C is applied as the allocation table for PDSCH, orRRC configured pdsch-TimeDomainAllocationList is applied as theallocation table for PDSCH. Either a predefined default PUSCH timedomain allocation A is applied as the allocation table for PUSCH, or theRRC configured pusch-TimeDomainAllocationList is applied as theallocation table for PUSCH. Which PDSCH time domain resource allocationconfiguration to apply and which PUSCH time domain resource allocationtable to apply are determined according to a fixed/predefined rule (e.g.Table 5.1.2.1.1-1 in 3GPP TS 38.214 v15.3.0, Table 6.1.2.1.1-1 in 3GPPTS 38.214 v15.3.0). Each indexed row in PDSCH time domain allocationconfigurations defines the slot offset K₀, the start and lengthindicator SLIV, or directly the start symbol S and the allocation lengthL, and the PDSCH mapping type to be assumed in the PDSCH reception. Eachindexed row in PUSCH time domain allocation configurations defines theslot offset K₂, the start and length indicator SLIV, or directly thestart symbol S and the allocation length L, and the PUSCH mapping typeto be assumed in the PUSCH reception. Ko for PDSCH, or K2 for PUSCH isthe timing difference between a slot with a PDCCH and a slot with PDSCHor PUSCH corresponding to the PDCCH. SLIV is a joint indication ofstarting symbol S relative to the start of the slot with PDSCH or PUSCH,and the number L of consecutive symbols counting from the symbol S. ForPDSCH/PUSCH mapping type, there are two mapping types: one is MappingType A where demodulation reference signal (DMRS) is positioned in3^(rd) or 4^(th) symbol of a slot depending on the RRC signaling, andother one is Mapping Type B where DMRS is positioned in the firstallocated symbol.

The scheduling DCI includes the Frequency domain resource assignmentfield which provides assignment information on resource blocks used forPDSCH or PUSCH. For example, the Frequency domain resource assignmentfield may provide a UE with information on a cell for PDSCH or PUSCHtransmission, information on a bandwidth part for PDSCH or PUSCHtransmission, information on resource blocks for PDSCH or PUSCHtransmission.

<Resource Allocation by RRC>

As mentioned above, in uplink, there are two types of transmissionwithout dynamic grant: configured grant Type 1 where an uplink grant isprovided by RRC, and stored as configured grant; and configured grantType 2 where an uplink grant is provided by PDCCH, and stored or clearedas configured uplink grant based on L1 signaling indicating configureduplink grant activation or deactivation. Type 1 and Type 2 areconfigured by RRC per serving cell and per BWP. Multiple configurationscan be active simultaneously only on different serving cells. For Type2, activation and deactivation are independent among the serving cells.

For the same serving cell, the MAC entity is configured with either Type1 or Type 2.

A UE is provided with at least the following parameters via RRCsignaling from a BS when the configured grant type 1 is configured:

cs-RNTI which is CS-RNTI for retransmission;

periodicity which provides periodicity of the configured grant Type 1;

timeDomainOffset which represents offset of a resource with respect toSFN=0 in time domain;

timeDomainAllocation value m which provides a row index m+1 pointing toan allocation table, indicating a combination of a start symbol S andlength L and PUSCH mapping type;

frequencyDomainAllocation which provides frequency domain resourceallocation; and

mcsAndTBS which provides IMCS representing the modulation order, targetcode rate and transport block size. Upon configuration of a configuredgrant Type 1 for a serving 0 cell by RRC, the UE stores the uplink grantprovided by RRC as a configured uplink grant for the indicated servingcell, and initialise or re-initialise the configured uplink grant tostart in the symbol according to timeDomainOffset and S (derived fromSLIV), and to reoccur with periodicity. After an uplink grant isconfigured for a configured grant Type 1, the UE considers that theuplink grant recurs associated with each symbol for which: [(SFN*numberOfSlotsPerFrame (numberOfSymbolsPerSlot)+(slot number in theframe×numberOfSymbolsPerSlot)+symbol number in theslot]=(timeDomainOffset*numberOfSymbolsPerSlot+S+N*periodicity) modulo(1024*numberOfSlotsPerFrame* numberOfSymbolsPerSlot), for all N>=0.

A UE is provided with at least the following parameters via RRCsignaling from a BS when the configured gran Type 2 is configured:

cs-RNTI which is CS-RNTI for activation, deactivation, andretransmission; and

periodicity which provides periodicity of the configured grant Type 2.The actual uplink grant is provided to the UE by the PDCCH (addressed toCS-RNTI). After an uplink grant is configured for a configured grantType 2, the UE considers that the uplink grant recurs associated witheach symbol for which: [(SFN*numberOfSlotsPerFramenumberOfSymbolsPerSlot)+(slot number in theframe*numberOfSymbolsPerSlot)+symbol number in theslot]=[(SFN_(start time)*numberOfSlotsPerFrame*numberOfSymbolsPerSlot+slot_(start time)*numberOfSymbolsPerSlot+symbol_(start time))+N*periodicity]modulo(1024×numberOfSlotsPerFrame*numberOfSymbolsPerSlot), for all N>=0, whereSFN_(start time), slot_(start time), and symbol_(start time) are theSFN, slot, and symbol, respectively, of the first transmissionopportunity of PUSCH where the configured uplink grant was(re-)initialised. numberOfSlotsPerFrame and numberOfSymbolsPerSlot referto the number of consecutive slots per frame and the number ofconsecutive OFDM symbols per slot, respectively (see Table 1 and Table1).

For configured uplink grants, the HARQ Process ID associated with thefirst symbol of a UL transmission is derived from the followingequation:

HARQ Process ID=[floor(CURRENT_symbol/periodicity)]modulonrofHARQ-Processes

whereCURRENT_symbol=(SFN×numberOfSlotsPerFrame×numberOfSymbolsPerSlot+slotnumber in the frame×numberOfSymbolsPerSlot+symbol number in the slot),and numberOfSlotsPerFrame and numberOfSymbolsPerSlot refer to the numberof consecutive slots per frame and the number of consecutive symbols perslot, respectively as specified in TS 38.211. CURRENT_symbol refers tothe symbol index of the first transmission occasion of a repetitionbundle that takes place. A HARQ process is configured for a configureduplink grant if the configured uplink grant is activated and theassociated HARQ process ID is less than nrofHARQ-Processes.

For downlink, a UE may be configured with semi-persistent scheduling(SPS) per serving cell and per BWP by RRC signaling from a BS. Multipleconfigurations can be active simultaneously only on different servingcells. Activation and deactivation of the DL SPS are independent amongthe serving cells. For DL SPS, a DL assignment is provided to the UE byPDCCH, and stored or cleared based on Ll signaling indicating SPSactivation or deactivation. A UE is provided with the followingparameters via RRC signaling from a BS when SPS is configured:

cs-RNTI which is CS-RNTI for activation, deactivation, andretransmission;

nrofHARQ-Processes: which provides the number of configured HARQprocesses for SPS;

periodicity which provides periodicity of configured downlink assignmentfor SPS.

When SPS is released by upper layers, all the correspondingconfigurations shall be released.

After a downlink assignment is configured for SPS, the UE considerssequentially that the N^(th) downlink assignment occurs in the slot forwhich: (numberOfSlotsPerFrame*SFN+slot number in theframe)=[(numberOfSlotsPerFrame*SFN_(start time)+slot_(start time)) N*periodicity*numberOfSlotsPerFrame/10] modulo(1024*numberOfSlotsPerFrame), where SFN_(start time) andslot_(start time) are the SFN and slot, respectively, of the firsttransmission of PDSCH where the configured downlink assignment was(re-)initialised.

For configured downlink assignments, the HARQ Process ID associated withthe slot where the DL transmission starts is derived from the followingequation:

HARQ Process ID=[floor(CURRENT_slot×10/(numberOfSlotsPerFrame×periodicity))]modulonrofHARQ-Processes

where CURRENT_slot=[(SFN×numberOfSlotsPerFrame)+slot number in theframe]and numberOfSlotsPerFrame refers to the number of consecutiveslots per frame as specified in TS 38.211.

A UE validates, for scheduling activation or scheduling release, a DLSPS assignment PDCCH or configured UL grant type 2 PDCCH if the cyclicredundancy check (CRC) of a corresponding DCI format is scrambled withCS-RNTI provided by the RRC parameter cs-RNTI and the new data indicatorfield for the enabled transport block is set to 0. Validation of the DCIformat is achieved if all fields for the DCI format are set according toTable 4 or Table 5. Table 4 shows special fields for DL SPS and UL grantType 2 scheduling activation PDCCH validation, and Table 5 shows specialfields for DL SPS and UL grant Type 2 scheduling release PDCCHvalidation.

TABLE 4 DCI format 0_0/0_1 DCI format 1_0 DCI format 1_1 HARQ processset to all ‘0’s set to all ‘0’s set to all ‘0’s number Redundancy set to‘00’ set to ‘00’ For the enabled version transport block: set to ‘00’

TABLE 5 DCI format 0_0 DCI format 1_0 HARQ process number set to all‘0’s set to all ‘0’s Redundancy version set to ‘00’ set to ‘00’Modulation and coding set to all ‘1’s set to all ‘1’s scheme Resourceblock assignment set to all ‘1’s set to all ‘1’s

Actual DL assignment and actual UL grant, and the correspondingmodulation and coding scheme are provided by the resource assignmentfields (e.g. time domain resource assignment field which provides Timedomain resource assignment value m, frequency domain resource assignmentfield which provides the frequency resource block allocation, modulationand coding scheme field) in the DCI format carried by the DL SPS and ULgrant Type 2 scheduling activation PDCCH. If validation is achieved, theUE considers the information in the DCI format as valid activation orvalid release of DL SPS or configured UL grant Type 2.

For UL, the processor(s) 102 of the present disclosure may transmit (orcontrol the transceiver(s) 106 to transmit) the data unit of the presentdisclosure based on the UL grant available to the UE. The processor(s)202 of the present disclosure may receive (or control the transceiver(s)206 to receive) the data unit of the present disclosure based on the ULgrant available to the UE.

For DL, the processor(s) 102 of the present disclosure may receive (orcontrol the transceiver(s) 106 to receive) DL data of the presentdisclosure based on the DL assignment available to the UE. Theprocessor(s) 202 of the present disclosure may transmit (or control thetransceiver(s) 206 to transmit) DL data of the present disclosure basedon the DL assignment available to the UE.

The data unit(s) of the present disclosure is(are) subject to thephysical layer processing at a transmitting side before transmission viaradio interface, and the radio signals carrying the data unit(s) of thepresent disclosure are subject to the physical layer processing at areceiving side. For example, a MAC PDU including the PDCP PDU accordingto the present disclosure may be subject to the physical layerprocessing as follows.

FIG. 8 illustrates an example of physical layer processing at atransmitting side.

The following tables show the mapping of the transport channels (TrCHs)and control information to its corresponding physical channels. Inparticular, Table 6 specifies the mapping of the uplink transportchannels to their corresponding physical channels, Table 7 specifies themapping of the uplink control channel information to its correspondingphysical channel, Table 8 specifies the mapping of the downlinktransport channels to their corresponding physical channels, and Table 9specifies the mapping of the downlink control channel information to itscorresponding physical channel.

TABLE 6 TrCH Physical Channel UL-SCH PUSCH RACH PRACH

TABLE 7 Control information Physical Channel UCI PUCCH, PUSCH

TABLE 8 TrCH Physical Channel DL-SCH PDSCH BCH PBCH PCH PDSCH

TABLE 9 Control information Physical Channel DCI PDCCH

<Encoding>

Data and control streams from/to MAC layer are encoded to offertransport and control services over the radio transmission link in thePHY layer. For example, a transport block from MAC layer is encoded intoa codeword at a transmitting side. Channel coding scheme is acombination of error detection, error correcting, rate matching,interleaving and transport channel or control information mappingonto/splitting from physical channels.

In the 3GPP NR system, following channel coding schemes are used for thedifferent types of TrCH and the different control information types.

TABLE 10 TrCH Coding scheme UL-SCH LDPC DL-SCH PCH BCH Polar code

TABLE 11 Control Information Coding scheme DCI Polar code UCI Block codePolar code

For transmission of a DL transport block (i.e. a DL MAC PDU) or a ULtransport block (i.e. a UL MAC PDU), a transport block CRC sequence isattached to provide error detection for a receiving side. In the 3GPP NRsystem, the communication device uses low density parity check (LDPC)codes in encoding/decoding UL-SCH and DL-SCH. The 3GPP NR systemsupports two LDPC base graphs (i.e. two LDPC base matrixes): LDPC basegraph 1 optimized for small transport blocks and LDPC base graph 2 forlarger transport blocks. Either LDPC base graph 1 or 2 is selected basedon the size of the transport block and coding rate R. The coding rate Ris indicated by the modulation coding scheme (MCS) index IMCS. The MCSindex is dynamically provided to a UE by PDCCH scheduling PUSCH orPDSCH, provided to a UE by PDCCH activating or (re-)initializing the ULconfigured grant 2 or DL SPS, or provided to a UE by RRC signalingrelated to the UL configured grant Type 1. If the CRC attached transportblock is larger than the maximum code block size for the selected LDPCbase graph, the CRC attached transport block may be segmented into codeblocks, and an additional CRC sequence is attached to each code block.The maximum code block sizes for the LDPC base graph 1 and the LDPC basegraph 2 are 8448 bits and 3480 bits, respectively. If the CRC attachedtransport block is not larger than the maximum code block size for theselected LDPC base graph, the CRC attached transport block is encodedwith the selected LDPC base graph. Each code block of the transportblock is encoded with the selected LDPC base graph. The LDPC codedblocks are then individually rat matched. Code block concatenation isperformed to create a codeword for transmission on PDSCH or PUSCH. ForPDSCH, up to 2 codewords (i.e. up to 2 transport blocks) can betransmitted simultaneously on the PDSCH. PUSCH can be used fortransmission of UL-SCH data and layer 1/2 control information. Althoughnot shown in FIG. 8 , the layer 1/2 control information may bemultiplexed with the codeword for UL-SCH data.

<Scrambling and Modulation>

The bits of the codeword are scrambled and modulated to generate a blockof complex-valued modulation symbols.

<Layer Mapping>

The complex-valued modulation symbols of the codeword are mapped to oneor more multiple input multiple output (MIMO) layers. A codeword can bemapped to up to 4 layers. A PDSCH can carry two codewords, and thus aPDSCH can support up to 8-layer transmission. A PUSCH supports a singlecodeword, and thus a PUSCH can support up to 4-layer transmission.

<Transform Precoding>

The DL transmission waveform is conventional OFDM using a cyclic prefix(CP). For DL, transform precoding (in other words, discrete Fouriertransform (DFT)) is not applied. The UL transmission waveform isconventional OFDM using a CP with a transform precoding functionperforming DFT spreading that can be disabled or enabled. In the 3GPP NRsystem, for UL, the transform precoding can be optionally applied ifenabled. The transform precoding is to spread UL data in a special wayto reduce peak-to-average power ratio (PAPR) of the waveform. Thetransform precoding is a form of DFT. In other words, the 3GPP NR systemsupports two options for UL waveform: one is CP-OFDM (same as DLwaveform) and the other one is DFT-s-OFDM. Whether a UE has to useCP-OFDM or DFT-s-OFDM is configured by a BS via RRC parameters.

<Subcarrier Mapping>

The layers are mapped to antenna ports. In DL, for the layers to antennaports mapping, a transparent manner (non-codebook based) mapping issupported and how beamforming or MIMO precoding is performed istransparent to the UE. In UL, for the layers to antenna ports mapping,both the non-codebook based mapping and a codebook based mapping aresupported.

For each antenna port (i.e. layer) used for transmission of the physicalchannel (e.g. PDSCH, PUSCH), the complex-valued modulation symbols aremapped to subcarriers in resource blocks allocated to the physicalchannel.

<OFDM Modulation>

The communication device at the transmitting side generates atime-continuous OFDM baseband signal on antenna port p and subcarrierspacing configuration u for OFDM symbol 1 in a TTI for a physicalchannel by adding a cyclic prefix (CP) and performing IFFT. For example,for each OFDM symbol, the communication device at the transmitting sidemay perform inverse fast Fourier transform (IFFT) on the complex-valuedmodulation symbols mapped to resource blocks in the corresponding OFDMsymbol and add a CP to the IFFT-ed signal to generate the OFDM basebandsignal.

<Up-Conversion>

The communication device at the transmitting side up-convers the OFDMbaseband signal for antenna port p, subcarrier spacing configuration uand OFDM symbol l to a carrier frequency fo of a cell to which thephysical channel is assigned.

The processors 102 and 202 in FIG. 2 may be configured to performencoding, schrambling, modulation, layer mapping, transform precoding(for UL), subcarrier mapping, and OFDM modulation. The processors 102and 202 may control the transceivers 106 and 206 connected to theprocessors 102 and 202 to up-convert the OFDM baseband signal onto thecarrier frequency to generate radio frequency (RF) signals. The radiofrequency signals are transmitted through antennas 108 and 208 to anexternal device.

FIG. 9 illustrates an example of physical layer processing at areceiving side.

The physical layer processing at the receiving side is basically theinverse processing of the physical layer processing at the transmittingside.

<Frequency Down-Conversion>

The communication device at a receiving side receives RF signals at acarrier frequency through antennas. The transceivers 106 and 206receiving the RF signals at the carrier frequency down-converts thecarrier frequency of the RF signals into the baseband in order to obtainOFDM baseband signals.

<OFDM Demodulation>

The communication device at the receiving side obtains complex-valuedmodulation symbols via CP detachment and FFT. For example, for each OFDMsymbol, the communication device at the receiving side removes a CP fromthe OFDM baseband signals and performs FFT on the CP-removed OFDMbaseband signals to obtain complex-valued modulation symbols for antennaport p, subcarrier spacing u and OFDM symbol 1.

<Subcarrier Demapping>

The subcarrier demapping is performed on the complex-valued modulationsymbols to obtain complex-valued modulation symbols of a correspondingphysical channel. For example, the processor(s) 102 may obtaincomplex-valued modulation symbols mapped to subcarriers belong to PDSCHfrom among complex-valued modulation symbols received in a bandwidthpart. For another example, the processor(s) 202 may obtaincomplex-valued modulation symbols mapped to subcarriers belong to PUSCHfrom among complex-valued modulation symbols received in a bandwidthpart.

<Transform De-Precoding>

Transform de-precoding (e.g. IDFT) is performed on the complex-valuedmodulation symbols of the uplink physical channel if the transformprecoding has been enabled for the uplink physical channel. For thedownlink physical channel and for the uplink physical channel for whichthe transform precoding has been disabled, the transform de-precoding isnot performed.

<Layer Demapping>

The complex-valued modulation symbols are de-mapped into one or twocodewords.

<Demodulation and Descrambling>

The complex-valued modulation symbols of a codeword are demodulated anddescrambled into bits of the codeword.

<Decoding>

The codeword is decoded into a transport block. For UL-SCH and DL-SCH,either LDPC base graph 1 or 2 is selected based on the size of thetransport block and coding rate R. The codeword may include one ormultiple coded blocks. Each coded block is decoded with the selectedLDPC base graph into a CRC-attached code block or CRC-attached transportblock. If code block segmentation was performed on a CRC-attachedtransport block at the transmitting side, a CRC sequence is removed fromeach of CRC-attached code blocks, whereby code blocks are obtained. Thecode blocks are concatenated into a CRC-attached transport block. Thetransport block CRC sequence is removed from the CRC-attached transportblock, whereby the transport block is obtained. The transport block isdelivered to the MAC layer.

In the above described physical layer processing at the transmitting andreceiving sides, the time and frequency domain resources (e.g. OFDMsymbol, subcarriers, carrier frequency) related to subcarrier mapping,OFDM modulation and frequency up/down conversion can be determined basedon the resource allocation (e.g., UL grant, DL assignment).

For uplink data transmission, the processor(s) 102 of the presentdisclosure may apply (or control the transceiver(s) 106 to apply) theabove described physical layer processing of the transmitting side tothe data unit of the present disclosure to transmit the data unitwirelessly. For downlink data reception, the processor(s) 102 of thepresent disclosure may apply (or control the transceiver(s) 106 toapply) the above described physical layer processing of the receivingside to received radio signals to obtain the data unit of the presentdisclosure.

For downlink data transmission, the processor(s) 202 of the presentdisclosure may apply (or control the transceiver(s) 206 to apply) theabove described physical layer processing of the transmitting side tothe data unit of the present disclosure to transmit the data unitwirelessly. For uplink data reception, the processor(s) 202 of thepresent disclosure may apply (or control the transceiver(s) 206 toapply) the above described physical layer processing of the receivingside to received radio signals to obtain the data unit of the presentdisclosure.

FIG. 10 illustrates operations of the wireless devices based on theimplementations of the present disclosure.

The first wireless device 100 of FIG. 2 may generate firstinformation/signals according to the functions, procedures, and/ormethods described in the present disclosure, and then transmit radiosignals including the first information/signals wirelessly to the secondwireless device 200 of FIG. 2 (S10). The first information/signals mayinclude the data unit(s) (e.g. PDU, SDU, RRC message) of the presentdisclosure. The first wireless device 100 may receive radio signalsincluding second information/signals from the second wireless device 200(S30), and then perform operations based on or according to the secondinformation/signals (S50). The second information/signals may betransmitted by the second wireless device 200 to the first wirelessdevice 100 in response to the first information/signals. The secondinformation/signals may include the data unit(s) (e.g. PDU, SDU, RRCmessage) of the present disclosure. The first information/signals mayinclude contents request information, and the second information/signalsmay include contents specific to the usage of the first wireless device100. Some examples of operations specific to the usages of the wirelessdevices 100 and 200 will be described below.

In some scenarios, the first wireless device 100 may be a hand-helddevice 100 d of FIG. 1 , which performs the functions, procedures,and/or methods described in the present disclosure. The hand-held device100 d may acquire information/signals (e.g., touch, text, voice, images,or video) input by a user, and convert the acquired information/signalsinto the first information/signals. The hand-held devices 100 d maytransmit the first information/signals to the second wireless device 200(S10). The second wireless device 200 may be any one of the wirelessdevices 100 a to 100 f in FIG. 1 or a BS. The hand-held device 100 d mayreceive the second information/signals from the second wireless device200 (S30), and perform operations based on the secondinformation/signals (S50). For example, the hand-held device 100 d mayoutput the contents of the second information/signals to the user (e.g.in the form of text, voice, images, video, or haptic) through the I/Ounit of the hand-held device 100 d.

In some scenarios, the first wireless device 100 may be a vehicle or anautonomous driving vehicle 100 b, which performs the functions,procedures, and/or methods described in the present disclosure. Thevehicle 100 b may transmit (S10) and receive (S30) signals (e.g. dataand control signals) to and from external devices such as othervehicles, BSs (e.g. gNBs and road side units), and servers, through itscommunication unit (e.g. communication unit 110 of FIG. 1C). The vehicle100 b may include a driving unit, and the driving unit may cause thevehicle 100 b to drive on a road. The driving unit of the vehicle 100 bmay include an engine, a motor, a powertrain, a wheel, a brake, asteering device, etc. The vehicle 100 b may include a sensor unit foracquiring a vehicle state, ambient environment information, userinformation, etc. The vehicle 100 b may generate and transmit the firstinformation/signals to the second wireless device 200 (S10). The firstinformation/signals may include vehicle state information, ambientenvironment information, user information, and etc. The vehicle 100 bmay receive the second information/signals from the second wirelessdevice 200 (S30). The second information/signals may include vehiclestate information, ambient environment information, user information,and etc. The vehicle 100 b may drive on a road, stop, or adjust speed,based on the second information/signals (S50). For example, the vehicle100 b may receive map the second information/signals including data,traffic information data, etc. from an external server (S30). Thevehicle 100 b may generate an autonomous driving path and a driving planbased on the second information/signals, and may move along theautonomous driving path according to the driving plan (e.g.,speed/direction control) (S50). For another example, the control unit orprocessor(s) of the vehicle 100 b may generate a virtual object based onthe map information, traffic information, and vehicle positioninformation obtained through a GPS sensor of the vehicle 100 b and anI/O unit 140 of the vehicle 100 b may display the generated virtualobject in a window in the vehicle 100 b (S50).

In some scenarios, the first wireless device 100 may be an XR device 100c of FIG. 1 , which performs the functions, procedures, and/or methodsdescribed in the present disclosure. The XR device 100 c may transmit(S10) and receive (S30) signals (e.g., media data and control signals)to and from external devices such as other wireless devices, hand-helddevices, or media servers, through its communication unit (e.g.communication unit 110 of FIG. 1C). For example, the XR device 100 ctransmits content request information to another device or media server(S10), and download/stream contents such as films or news from anotherdevice or the media server (S30), and generate, output or display an XRobject (e.g. an AR/VR/MR object), based on the secondinformation/signals received wireles sly, through an I/O unit of the XRdevice (S50).

In some scenarios, the first wireless device 100 may be a robot 100 a ofFIG. 1 , which performs the functions, procedures, and/or methodsdescribed in the present disclosure. The robot 100 a may be categorizedinto an industrial robot, a medical robot, a household robot, a militaryrobot, etc., according to a used purpose or field. The robot 100 a maytransmit (S10) and receive (S30) signals (e.g., driving information andcontrol signals) to and from external devices such as other wirelessdevices, other robots, or control servers, through its communicationunit (e.g. communication unit 110 of FIG. 1C). The secondinformation/signals may include driving information and control signalsfor the robot 100 a. The control unit or processor(s) of the robot 100 amay control the movement of the robot 100 a based on the secondinformation/signals.

In some scenarios, the first wireless device 100 may be an AI device 400of FIG. 1 . The AI device may be implemented by a fixed device or amobile device, such as a TV, a projector, a smartphone, a PC, anotebook, a digital broadcast terminal, a tablet PC, a wearable device,a Set Top Box (STB), a radio, a washing machine, a refrigerator, adigital signage, a robot, a vehicle, etc. The AI device 400 may transmit(S10) and receive (S30) wired/radio signals (e.g., sensor information,user input, learning models, or control signals) to and from externaldevices such as other AI devices (e.g., 100 a, . . . , 100 f, 200, or400 of FIG. 1 ) or an AI server (e.g., 400 of FIG. 1 ) usingwired/wireless communication technology. The control unit orprocessor(s) of the AI device 400 may determine at least one feasibleoperation of the AI device 400, based on information which is determinedor generated using a data analysis algorithm or a machine learningalgorithm. The AI device 400 may request that external devices such asother AI devices or AI server provide the AI device 400 with sensorinformation, user input, learning models, control signals and etc.(S10). The AI device 400 may receive second information/signals (e.g.,sensor information, user input, learning models, or control signals)(S30), and the AI device 400 may perform a predicted operation or anoperation determined to be preferred among at least one feasibleoperation based on the second information/signals (S50).

Hereinafter, a random access (RA) procedure of the NR system isdescribed.

In the NR system, two types of random access procedure are supported:4-step RA type with Msg1 and 2-step RA type with MsgA.

FIG. 11 and FIG. 12 show examples of a random access procedure supportedby the NR system. Both types of RA procedure support contention-basedrandom access (CBRA) and contention-free random access (CFRA) as shownon FIG. 11 .

The UE selects the type of random access at initiation of the randomaccess procedure based on network configuration. More specifically, whenCFRA resources are not configured, an RSRP threshold is used by the UEto select between 2-step RA type and 4-step RA type. When CFRA resourcesfor 4-step RA type are configured, the UE selects 4-step RA type.Further, when CFRA resources for 2-step RA type are configured, the UEselects 2-step RA type.

The network does not configure CFRA resources for 4-step and 2-step RAtypes at the same time for a Bandwidth Part (BWP), and CFRA with 2-stepRA type is only supported for handover.

The MsgA of the 2-step RA type includes a preamble on PRACH and apayload on PUSCH. After MsgA transmission, the UE monitors for aresponse from the network within a configured window.

For CFRA, upon receiving the network response, the UE ends the randomaccess procedure as shown in FIG. 11(d). For CBRA, if contentionresolution is successful upon receiving the network response, the UEends the random access procedure as shown in FIG. 11(b).

While, if a fallback indication is received in MsgB, the UE performsMsgB transmission and monitors contention resolution as shown in FIG. 12. If contention resolution is not successful after Msg3(re)transmission(s), the UE goes back to MsgA transmission.

If the 2-step random access procedure is not completed after a number ofMsgA transmissions, the UE can be configured to switch to 4-step CBRAprocedure.

Further, the 2-step RA is used for the UE to transmit small andinfrequent data while in RRC_INACTIVE state.

In 2-step RA, after a UE transmits data with an RA preamble (which iscalled MsgA), the UE starts an RAR window (by using a timer calledmsgB-ResponseWindow), and monitors a response from a network (which iscalled MsgB where the MsgB includes either a successRAR or a fallbackRARor both), within the RAR window.

If the successRAR is received within the RAR window, the UE considersthat the transmission of the data in MsgA was successful.

Else, if the fallbackRAR is received within the RAR window, the UEconsiders that the transmission of the RA preamble in MsgA wassuccessful but the transmission of the data in MsgA was not successful,and retransmits the data using the UL grant included in the fallbackRAR.

Else, if neither the successRAR nor the fallbackRAR is received withinthe RAR window, the UE reselects an RA preamble and retransmits the datatogether with the reselected RA preamble in MsgA.

Meanwhile, in recent NR standard (i.e., 3GPP release 17), a UE in aRRC_INACTIVE state can transmit data without transitioning toRRC_CONNECTED. The data transmitted in RRC_INACTIVE state is typicallysmall and infrequent, and fits to one PDU size. The UE in theRRC_INACTIVE state transmits data using a Random Access (RA) procedure,either 2-step or 4-step RA. The resource used in RA procedure is sharedresource, and it is possible that the data transmitted by one UE iscollided with the data transmitted by another UE.

The RA procedure is also used by the UE in the RRC_INACTIVE state tomake an RRC connection to the network. For example, the network may wantto transmit large amount of DL data to the UE in the RRC_INACTIVE state,and, in this case, the network transmits paging message to the UE in theRRC_INACTIVE state to command the UE to make an RRC connection. Or, theUE in the RRC_INACTIVE state may want to transmit large amount of ULdata in the RRC_CONNECTED state, and, in this case, the UE in theRRC_INACTIVE state decides by itself to make an RRC connection.

The problem in the prior art is that only a single BWP is used by the RAprocedure performed by the UE in the RRC_INACTIVE state. In other words,both the UE that wants to transmit data in the RRC_INACTIVE state andthe UE that wants to make an RRC connection have to perform RA procedureon the same BWP.

The use of a single BWP for RA procedures in the RRC_INACTIVE stategives negative impact on the overall performance. There may be highercollision between RA for data transmission and RA for RRC connection,and the bandwidth required for RA for data transmission may be largerthan the bandwidth required for RA for RRC connection. For the reliableand optimal data transmission in the RRC_INACTIVE state, and also toreduce the collision between different purposes of RA procedures, thepresent disclosure suggests that the UE in the RRC_INACTIVE state shouldbe configured with two BWPs, one for RA for data transmission(hereinafter, Data_BWP) and the other for RA for making RRC connection(hereinafter, Conn_BWP).

It is possible that multiple BWPs can be configured to the UE asData_BWP, and other multiple BWPs can be configured to the UE asConn_BWP

When a UE moves to the RRC_INACTIVE state, the UE receives BWPconfiguration information from the network. The BWP configurationinformation may be provided by RRC signaling, MAC signaling, or PHYsignaling.

The BWP configuration information includes BWP configuration informationused for RA procedure for data transmission in the RRC_INACTIVE state(Data_BWP) and BWP configuration information used for RA procedure formaking RRC connection (Conn_BWP). The BWP configuration informationincludes information of frequency domain location, bandwidth of thebandwidth part, subcarrier spacing to be used in the BWP, etc. When ULdata is received from upper layer, the UE determines whether to transmitdata in the RRC_INACTIVE state or in the RRC_CONNECTED state. Thedetermination is made by at least one of following criteria 1)-3):

1) When the amount of data to be transmitted is small, the UE maytransmit the data in the RRC_INACTIVE state. While, when the amount ofdata to be transmitted is large, the UE may transmit the data in theRRC_CONNECTED state.

2) When the data transmission reliability (i.e., transmissionreliability to be required for the data) is low, the UE may transmit thedata in the RRC_INACTIVE state. While, when the data transmissionreliability is high, the UE may transmit the data in the RRC_CONNECTEDstate.

3) When the data transmission delay (i.e., transmission delay to berequired for the data) is low, the UE may transmit the data in theRRC_INACTIVE state. While, when the data transmission delay is high, theUE may transmit the data in the RRC_CONNECTED state.

If the UE determines to transmit the UL data in the RRC_INACTIVE state,the UE selects the Data_BWP, and transmits data using 2-step or 4-stepRA procedure on the 0 Data_BWP. Else, if the UE determines to transmitthe UL data in the RRC_CONNECTED state, the UE selects the Conn_BWP, andperforms 2-step or 4-step RA procedure on the Conn_BWP to make RRCconnection.

The network may order the UE to make RRC connection by paging message.In this case, the UE selects the Conn_BWP, and performs 2-step or 4-stepRA procedure on the Conn_BWP to make RRC connection.

FIG. 13 shows an example of performing a RA procedure according to thepresent disclosure.

Referring to FIG. 13 , in S1301, the UE receives BWP configurationinformation from the network via RRC signaling. The BWP configurationinformation includes Data_BWP information that can be used for RAprocedure for data transmission in the RRC_INACTIVE state and Conn_BWPinformation that can be used for RA procedure for making RRC connection.

When UL data is received from an upper layer, the UE checks whether theUL data is suitable for transmission in the RRC_INACTIVE state, inS1302.

If the amount of UL data is small (or if the data transmissionreliability/the data transmission delay is low), the UE determines thatthe UL data is suitable for transmission in the RRC_INACTIVE state, andperforms RA procedure on the Data_BWP, in S1303. The UL data istransmitted during the RA procedure.

Else, if the amount of UL data is larger (or if the data transmissionreliability/the data transmission delay is high), the UE determines thatthe UL data should be transmitted in the RRC_CONNECTED state, andperforms RA procedure on the Conn_BWP, in S1304. The UL data istransmitted after the UE completes the RA procedure and moves toRRC_CONNECTED.

According to the aforementioned embodiments of the present invention, asthe different BWPs are used for RA procedure for data transmission andRA procedure for making RRC connection, the collision between differentpurpose RA procedures can be avoided, and thus more reliable datatransmission can be achieved in the RRC_INACTIVE state. In addition, thelarger bandwidth BWP can be configured for the RA procedure for datatransmission compared to the BWP configured for the RA procedure formaking RRC connection, and thus larger size data can be transmitted inthe RRC_INACTIVE state.

1. A method for performing a Random Access (RA) procedure in a userequipment (UE) in a wireless communication system, the method comprises:configuring at least one first bandwidth part (BWP) on which the RAprocedure is performed for transmitting data in a Radio Resource Control(RRC) INACTIVE state; configuring a second BWP on which the RA procedureis performed for shifting to a RRC CONNECTED state from the RRC INACTIVEstate; performing the RA procedure on the at least one first BWP whenthe UE determines to transmit the data in the RRC INACTIVE state; andperforming the RA procedure on the second BWP when the UE determines toshift to the RRC CONNECTED state from the RRC INACTIVE state.
 2. Themethod of claim 1, wherein configuring the at least one first BWPcomprises: configuring a plurality of first BWPs on which the RAprocedure is performed for transmitting data in the RRC INACTIVE state.3. The method of claim 2, wherein performing the RA procedure on the atleast one first BWP comprises: selecting one of the plurality of firstBWPs; and performing the RA procedure on the selected first BWP.
 4. Themethod of claim 1, further comprising: determining whether the data isto be transmitted in the RRC INACTIVE state or the RRC CONNECTED statebased on at least one of an amount of the data, transmission reliabilityto be required for the data and transmission delay to be required forthe data.
 5. The method of claim 1, wherein performing the RA procedureon the at least one first BWP comprises: transmitting a RA preamble andthe data on the at least one first BWP in the RRC INACTIVE state.
 6. Themethod of claim 1, wherein performing the RA procedure on the second BWPcomprises: transmitting a RA preamble on the second BWP for shifting tothe RRC CONNECTED state from the RRC INACTIVE state; and transmittingthe data in the RRC CONNECTED state.
 7. A user equipment (UE) in awireless communication system, the UE comprising: at least onetransceiver; at least one processor; and at least one computer memoryoperably connectable to the at least one processor and storinginstructions that, when executed, cause the at least one processor toperform operations comprising: configuring at least one first bandwidthpart (BWP) on which a random access (RA) procedure is performed fortransmitting data in a Radio Resource Control (RRC) INACTIVE state;configuring a second BWP on which the RA procedure is performed forshifting to a RRC CONNECTED state from the RRC INACTIVE state;performing the RA procedure on the at least one first BWP when the UEdetermines to transmit the data in the RRC INACTIVE state; andperforming the RA procedure on the second BWP when the UE determines toshift to the RRC CONNECTED state from the RRC INACTIVE state.
 8. The UEof claim 7, wherein configuring the at least one first BWP comprises:configuring a plurality of first BWPs on which the RA procedure isperformed for transmitting data in a RRC INACTIVE state.
 9. The UE ofclaim 8, wherein performing the RA procedure on the at least one firstBWP comprises: selecting one of the plurality of first BWPs; andperforming the RA procedure on the selected first BWP.
 10. The UE ofclaim 7, wherein the operations further comprise determining whether thedata is to be transmitted in the RRC INACTIVE state or the RRC CONNECTEDstate based on at least one of an amount of the data, transmissionreliability to be required for the data and transmission delay to berequired for the data.
 11. The UE of claim 7, wherein performing the RAprocedure on the at least one first BWP comprises: transmitting a RApreamble and the data on the at least one first BWP in the RRC INACTIVEstate.
 12. The UE of claim 7, wherein performing the RA procedure on thesecond BWP comprises: transmitting a RA preamble on the second BWP forshifting to the RRC CONNECTED state from the RRC INACTIVE state; andtransmitting the data in the RRC CONNECTED state.
 13. An apparatus for auser equipment (UE), the apparatus comprising: at least one processor;and at least one computer memory operably connectable to the at leastone processor and storing instructions that, when executed, cause the atleast one processor to perform operations comprising: configuring atleast one first bandwidth part (BWP) on which a random access (RA)procedure is performed for transmitting data in a Radio Resource Control(RRC) INACTIVE state; configuring a second BWP on which the RA procedureis performed for shifting to a RRC CONNECTED state from the RRC INACTIVEstate; performing the RA procedure on the at least one first BWP whenthe UE determines to transmit the data in the RRC INACTIVE state; andperforming the RA procedure on the second BWP when the UE determines toshift to the RRC CONNECTED state from the RRC INACTIVE state.
 14. Acomputer readable storage medium storing at least one computer programcomprising instructions that, when executed by at least one processor,cause the at least one processor to perform operations for a userequipment (UE), the operations comprising: configuring at least onefirst bandwidth part (BWP) on which a random access (RA) procedure isperformed for transmitting data in a Radio Resource Control (RRC)INACTIVE state; configuring a second BWP on which the RA procedure isperformed for shifting to a RRC CONNECTED state from the RRC INACTIVEstate; performing the RA procedure on the at least one first BWP whenthe UE determines to transmit the data in the RRC INACTIVE state; andperforming the RA procedure on the second BWP when the UE determines toshift to the RRC CONNECTED state from the RRC INACTIVE state.
 15. Amethod for performing a data transmission in a user equipment (UE) in awireless communication system, the method comprises: configuring atleast one first bandwidth part (BWP) on which the data transmission isperformed in a Radio Resource Control (RRC) INACTIVE state; configuringa second BWP on which a RA procedure is performed for shifting to a RRCCONNECTED state from the RRC INACTIVE state; performing the datatransmission on the at least one first BWP when the UE determines totransmit the data in the RRC INACTIVE state; and performing the RAprocedure on the second BWP when the UE determines to shift to the RRCCONNECTED state from the RRC INACTIVE state.
 16. The method of claim 15,wherein configuring the at least one first BWP comprises: configuring aplurality of first BWPs on which the data transmission is performed inthe RRC INACTIVE state.
 17. The method of claim 16, wherein performingthe data transmission on the at least one first BWP comprises: selectingone of the plurality of first BWPs; and performing the data transmissionon the selected first BWP.
 18. The method of claim 15, furthercomprising: determining whether the data transmission is to be performedin the RRC INACTIVE state or the RRC CONNECTED state based on at leastone of an amount of data, transmission reliability to be required forthe data and transmission delay to be required for the data.
 19. Themethod of claim 15, wherein performing the RA procedure on the secondBWP comprises: transmitting a RA preamble on the second BWP for shiftingto the RRC CONNECTED state from the RRC INACTIVE state; and performingthe data transmission in the RRC CONNECTED state.